All Transition Functionality for IAs unavailable from 11pm Eastern Time (ET) until 01/04/10.

Firms may begin submitting post-dated Forms U5, ADV-W, and BR Closing/Withdrawal via IARD and/or Web CRD.  All post-dated forms MUST BE DATED 12/31/09.

IARD and Web CRD unavailable as Preliminary Renewal Statements are being generated.

Preliminary Renewal Statements and reports available for viewing and printing.

DEADLINE for receipt of Preliminary Renewal Statement payments.  Renewal payment will be automatically transferred from a firm's daily account to its renewal account if complete funds are available.

DEADLINE to submit form filings via Web EFT, 11am ET.  DEADLINE for IARD and Web CRD submissions is 1pm, ET.  IARD and Web CRD available from 7am - 1pm, ET.

IARD and Web CRD unavailable due to holiday schedule.

IARD and Web CRD unavailable as Final Renewal Statements are generating.

IARD and Web CRD available for QUERY-only and creation of "Pending" filings.

IARD and Web CRD unavailable due to holiday and weekend schedule.

IARD and Web CRD available with complete functionality as of 7am, ET, including submittal of form filings and approving registrations.

All 2010 renewal overpayments are automatically transferred to firm's daily accounts.  Refund requests should be made from this account.

FINAL RENEWAL STATEMENTS and reports available via IARD and Web CRD for viewing and printing.

DEADLINE for receipt of Final Renewal Statement payments and for reporting and renewal discrepancies.